-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T8ZRHV1h1SVTtGGohw2WJpu0L4BvCaR+Jkhys+oXNMvddVT/1VC1Ww2qd+JZCfNv NVaBmxnT82Ierm6r82oS0A== 0000950123-03-006386.txt : 20030521 0000950123-03-006386.hdr.sgml : 20030521 20030521155740 ACCESSION NUMBER: 0000950123-03-006386 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030521 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TELLIUM INC CENTRAL INDEX KEY: 0001101680 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 223509099 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-61973 FILM NUMBER: 03714625 BUSINESS ADDRESS: STREET 1: 2 CRESCENT PLACE CITY: OCEANPORT STATE: NJ ZIP: 07757 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MILLER LLOYD I III CENTRAL INDEX KEY: 0000949119 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 4650 GORDON DRIVE CITY: NAPLES STATE: FL ZIP: 33940 BUSINESS PHONE: 9412628577 SC 13G 1 y86967sc13g.txt ORIGINAL FILING ON SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b)* Tellium, Inc. - ------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $0.001 Par Value Per Share - ------------------------------------------------------------------------------- (Title of Class of Securities) 87967E107 ------------------------------------------------------- (CUSIP Number) May 19, 2003 ------------------------------------------------------- (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: Rule 13d-1(b) Rule 13d-1(c) Rule 13d-1(d) Page 1 of 5 *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13G -------------------------------- -------------------------- | CUSIP No. 87967E107 | | Page 2 of 5 | -------------------------------- -------------------------- ------------------------------------------------------------------------ 1. NAMES OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ------------------------------------------------------------------------ Lloyd I. Miller, III ###-##-#### ------------------------------------------------------------------------ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) ------------------------------------------------------------------------ 3. SEC USE ONLY ------------------------------------------------------------------------ 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States ------------------------------------------------------------------------ 5. SOLE VOTING POWER NUMBER 3,240,158 SHARES --------------------------------------------------------- BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 2,731,642 EACH --------------------------------------------------------- REPORTING 7. SOLE DISPOSITIVE POWER PERSON 3,220,158 WITH --------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 2,751,642 ------------------------------------------------------------------------ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,971,800 ------------------------------------------------------------------------ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES SHARES G ------------------------------------------------------------------------ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.2% ------------------------------------------------------------------------ 12. TYPE OF REPORTING PERSON IN-IA-OO ------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 3 of 5 Item 1(a). Name of Issuer: Tellium, Inc. Item 1(b). Address of Issuers's Principal Executive Offices: 2 Crescent Place Oceanport, New Jersey 07757-0901 Item 2(a). Name of Person Filing: Lloyd I. Miller, III Item 2(b). Address of Principal Business Office or, if None, Residence: 4550 Gordon Drive Naples, Florida 34102 Item 2(c). Citizenship: U.S.A. Item 2(d). Title of Class of Securities: Common Stock, $0.001 par value Item 2(e). CUSIP Number: 87967E107 Item 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b) OR 13d-2(b) or (c), CHECK WHETHER THE PERSON FILING IS A: Not Applicable, this statement is filed pursuant to Rule 13d-1(c). Item 4. OWNERSHIP: The reporting person (i) shares dispositive power with respect to 2,751,642 of the reported securities as an investment advisor to the trustee of a certain family trust and as a trustee to a certain grantor retained annuity trust; (ii) shares voting power with respect to 2,731,642 of the reported securities as an investment advisor to the trustee of a certain family trust; (iii) has sole dispositive power with respect to 3,220,158 of the reported securities as the manager of a limited liability company that is the general partner of certain limited partnerships; and (iv) has sole voting power with respect to 3,240,158 of the reported securities as the manager of a certain limited liability company that is the general partner of certain limited partnerships and as a trustee to a certain grantor retained annuity trust. (a) 5,971,800 (b) 5.2% (c) (i) sole voting power: 3,240,158 (ii) shared voting power: 2,731,642 (iii) sole dispositive power: 3,220,158 (iv) shared dispositive power: 2,751,642 Item 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: Not Applicable. Item 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Page 4 of 5 Persons other than Lloyd I. Miller, III have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the reported securities. Item 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Not Applicable. Item 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not Applicable. Item 9. NOTICE OF DISSOLUTION OF GROUP: Not Applicable. Page 5 of 5 Item 10. CERTIFICATION: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE --------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: May 21, 2003 /s/ Lloyd I. Miller, III ---------------------------- Lloyd I. Miller, III -----END PRIVACY-ENHANCED MESSAGE-----